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Financial Guidance

At AIS Financial, we adhere to the CFP Board's Code of Ethics.

Code of Ethics

All financial planning services will be delivered in accordance with the following standard of care:

Principal 1:  Integrity  (Provide professional services with integrity)

Principal 2: Objectivity  (Provide professional services objectively)

Principal 3: Competence  (Maintain the knowledge and skill necessary to provide professional services competently)

Principal 4: Fairness  (Be fair and reasonable in all professional relationships. Disclose conflicts of interest)

Principal  5: Confidentiality  (Protect the confidentiality of all client information)

Principal 6: Professionalism  (Act in a manner that demonstrates exemplary professional conduct)


At AIS Financial, we provide expert assistance in the following areas:

Financial Planning

  • Comprehensive Financial Plans (or Modular Plans: Retirement planning, Education, Home Purchase, Etc...)
  • Retirement Accounts (SEP IRA, Simple IRA, Tradition IRA, Roth IRA, 403b, Etc...)
  • Education Accounts (Custodial, Coverdell, 529 plans)
  • Tax Planning Strategies
  • Estate Planning Strategies
  • Insurance Plans (Life, Long-term Care planning)

Investment Services

  • Common & Preferred Stocks
  • Bonds (US Government, Corporate, Municipals)
  • Mutual Funds
  • Fixed & Variable Annuities
  • Reits
  • Commodities
  • Precious Metals


  • Disability Income Insurance
  • Life Insurance
  • Long Term Care Insurance

Account Types

  • Commission Based
  • Fee-Based Asset Management